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Turning away from evidence and data in aged care

It’s hard to object when a government announces a new inquiry or review.  In principle, these processes should allow a broad range of stakeholders to have input into the development of policies, standards and programs while increasing the transparency and accountability of government decision making.

However, in practice these ‘consultation’ processes are often used to simply reinforce the influence that a small number of stakeholder groups have on health and social policy, while ignoring the views of less powerful groups, such as individual consumers and health care workers.

Dr Sarah Russell, the Director of Aged Care Matters, outlines the number of inquiries and reviews into aged care, instigated by both major parties over the past 14 years, which have lead to a raft of recommendations that neither party has implemented.

She highlights the dangers of basing policies on consultation processes dominated by the views and interests of powerful stakeholders, rather than on objective and scientific evidence and resident, relative and staff experience.

Echoing the call this week from Professor Stephen Duckett for greater transparency of hospital safety data, Dr Russell also highlights the lack of transparency around the data on quality indicators in aged care, which is collected by the Quality Agency and the Health Department, but not available to consumers and families to inform their choice about an aged care home.


Sarah Russell writes:

Last year Julie Collins (the Shadow Minister for Ageing) and Ken Wyatt (Minister for Aged Care) engaged in some political tit-for-tat over the implementation of the ‘Living longer living better’ aged care reforms. These aged care reforms were introduced by the ALP in 2013 and have bipartisan support.

Ms Collins called on Mr Wyatt to act on the recommendations from the recent aged care inquiries and reviews rather than “simply leaving them to gather dust”. Ms Collins referred specifically to The Aged Care Legislated Review and the Review Of National Aged Care Quality Regulatory Processes. She failed to mention the large number of recommendations from inquires and reviews over the past decade that have been ignored by both ALP and LNP (Tables 1 and 2).

Table 1: Inquiries into aged care since 2005

Date Inquiry Title
2018 Inquiry into the Quality of Care in Residential Aged Care Facilities
2017 Effectiveness of the Aged Care Quality Assessment and accreditation framework for protecting residents from abuse and poor practices, and ensuring proper clinical and medical care standards are maintained and practised
2016 / 2017 Future of Australia’s aged care sector workforce
2016 / 2017 Productivity Commission – Human Services
A public inquiry into the increased application of competition, contestability and informed user choice to human services.
2016 / 2017 Australian Law Reform Commission – Elder Abuse
2015 Registered nurses in New South Wales nursing homes
2015 Elder abuse in New South Wales
2015 Inquiry into End of Life Choices
2013 / 2014 Care and management of younger and older Australians living with dementia and behavioural and psychiatric symptoms of dementia (BPSD)
2010 / 2011 Productivity Commission – Caring for Older Australians
2008 Inquiry into Aged Care Amendment (2008 Measures No. 2) Bill 2008
2006 / 2007 Inquiry into older people and the law
2007 Inquiry into Aged Care Amendment (Security and Protection) Bill 2007
2004 / 2005 Senate Inquiry into aged care:  Quality and equity in aged care

Table 2: Government reviews of aged care since 2005

Date Review
2017 Review of National Aged Care Quality Regulatory Processes
2017 Internal review: Australian Aged Care Quality Agency
2017 Oakden Older Persons Mental Health Service Review
2017 Single Aged Care Quality Framework: Options for assessing performance against aged care quality standards
2016 Aged Care Legislated Review
2015 Increasing Choice in Home Care – Stage 1 – Discussion Paper
2015 Review of Commonwealth Aged Care Advocacy Services
2013 / 2014 Consultation on the Quality Agency Quality Reporting Programme
2009 / 2011 Review of the Aged Care Complaints investigation Scheme
2009 Review of the Residential Aged Care Accreditation Process
2005 Elder Abuse Prevention Project

Perhaps the most significant ‘un-actioned’ recommendation is Recommendation 14 in the 2005 Senate Inquiry into aged care: Quality and equity in aged care. This recommendation asked that “that the Commonwealth, in consultation with industry stakeholders and consumers, review the Accreditation Standards to define in more precise terms each of the Expected Outcomes”.

Over a decade later, the Accreditation Standards and Outcomes remain imprecise with vague statements such as “adequate” nourishment and hydration, “and adequate numbers of appropriately skilled and trained staff”. Without clear measurable outcomes, many aged care homes pass accreditation despite delivering appalling standards of care. Oakden Older Persons Mental Health Service, for example, passed three accreditations during the past nine years, despite relatives’ ongoing allegations of poor standards of care. Oakden received a perfect score (i.e. passing 44/44 standards) at all three accreditations.

Residents’ opinions ignored

Another dispiriting aspect of all these reviews and inquiries is the number of submissions by residents, relatives and staff whose experiences ‘on the ground’ are seemingly ignored. The final report of the Aged Care Legislated Review did not include evidence about standards of care. Although residents, relatives and staff discussed declining standards of care during the consultations, ‘quality and safety’ were outside the scope of the review. However, to state: “there is no evidence to suggest that there has been a decline in the quality of care since the Living Longer Living Better reforms” (Page 187) is misleading.

The report of the Review of National Aged Care Quality Regulatory Processes also failed to adequately represent consumer submissions. The review received 12 submissions from residents of an aged care home, 63 from family and /or carers and 159 from aged care staff. These submissions indicated strong support for mandatory staff ratios in aged care homes and for registered nurse to be on duty at all times. However, changes to staffing requirements in aged care homes were not included in the reviews’ recommendations.

In contrast, the recent Future of Australia’s aged care sector workforce inquiry made several recommendations about staffing in aged care homes. Recommendation 8 suggested the government examine the introduction of a minimum nursing requirement for aged care homes. Recommendation 10 suggested the government require aged care service providers to publish and update their staff to resident ratios “in order to facilitate informed decision making by aged care consumers”.

Rather than respond to these recommendations, the government established yet another departmental review – this time an Aged Care Workforce Strategy Taskforce. The taskforce will once again rely on “wide engagement and consultation” rather than research evidence.

Several researchers, including those at the Australian Association of Gerontology, encouraged the Chair to undertake a literature review. A robust analysis of the national and international evidence on the aged care workforce would have enabled the Workforce Taskforce to better evaluate the merits of key stakeholders’ opinions. Instead, the department opted for further consultation and engagement.

Data transparency required

An evidence-based approach to aged care policy would consider both the experience/opinions of key stakeholders and evidence from rigorous independent research studies. To undertake independent research on aged care homes, however, data must be publicly available. This is not the case in Australia.

Although StewartBrown, the Quality Agency and the Health Department collect data on quality indicators such as pressure sores, medication errors, weight loss, falls, infection rates admissions to hospitals, staffing levels and training, these data are not publicly available. The Quality Agency does not even publish their reports from unannounced visits to aged care homes.

Access to reports from unannounced visits would enable consumers to make informed choices when selecting an aged care home. However, Members of Aged Care Sector Committee claim “these reports were more technical and, without explanation, may not provide useful information for consumers or their families” (minutes of the May 2017 obtained by FOI).  This remark not only patronises those of us who seek this information but also limits critical independent research.

Show me the data

When Julie Collins and Ken Wyatt hear claims from providers, unions and aged care advocates, they should both be asking: “Show me the data to support your claims?”

Take for example, the recent claim made by Sean Rooney, CEO Leading Age Services Australia. He claimed debate around staffing in aged care facilities would be better served by focusing on the quality of outcomes for older Australians rather than mandated staffing ratios. To support his claim, Mr Rooney pointed to the Australian Government’s 2011 Productivity Commission Report that expressed the opinion that mandating staff ratios is a ‘blunt’ instrument for ensuring quality care because of the heterogeneous and ever-changing care needs of residents. To counter Mr Rooney’s claim, 150 staffing studies undertaken in United States, Canada, United Kingdom, Germany, Norway and Sweden show the ratio of registered nurses-to-residents has a positive impact on the standards of care in an aged care home.

Over the past decade, government inquiries and reviews have consulted widely on workforce, accreditation, complaints scheme and elder abuse. These consultations have led to recommendations that have mostly gathered dust. To ensure an evidence-based approach to aged care policy and practice, we need research evidence rather than more inquiries, reviews, taskforces and think tanks that privilege stakeholder opinions.

Comments 4

  1. Susie Johnston says:

    So much needs to be investigated in relation to RACs and then changes made.. Are the providers in the business of caring for their Residents is the basic question I ask. I know the answer and so I support reviews of qualified RN staff ratios in RACs. Review of the ACFI particularly in relation to 4B and its abuse. Fix these 2 issues and you will blow some providers out of the $ industry they see as their right. But even if they returned the income to Resident care or increase staffing of qualified RN staff I could accept their greediness but no that’s not as I see it. $ goes to fund other business interests not related to the RAC

  2. Sarah Russell is to be congratulated on fearlessly challenging the hype that has surrounded aged care for so long and the failure to acknowledge and address its problems.

    To understand what has happened we need to go back to 1997 only 11 years after a damning exposure of failures in profit focused hospitals and nursing homes by the 1985 Giles Report. The newly elected government was supported by prominent figures in the for-profit aged care industry. They adopted a policy of privatisation, marketisation and deregulation in health and aged care. The 1985 scandals were still fresh in everyone’s minds. The policy was very unpopular and strongly opposed in and outside parliament. Government felt threatened.

    When the political risk is considered, it is not surprising that 1) accountability for how money was spent and care provided was abolished, 2) data was either not collected or siloed and remained hidden as it does today, and 3) regulation was taken away from the states and handed to a government appointed accreditation process to manage. Politicians would have known that accreditation had failed as regulator in health care in the USA. It had been opposed for aged care by the public and rejected twice by congress in the 1980s.

    With a protective barrier around aged care, its critics were and still are deprived of data to use. As Russell’s analysis of inquiries and reviews reveals neither industry nor government want to help them. It is only when failures escape the system (eg Oakden, whistleblowers and the press) that we find out what is really happening.

    We are left wondering what they are all trying to hide and what verifiable independent data would reveal.

  3. Drew Dwyer says:

    Many individuals and groups dislike Evidence Based Practice in aged care. They also dislike the medical model and push the social model first. Yet many of the problems sit in the clinical domain , due to the lack of clinical leadership in aged care. I often state to providers that when you yourself will be happy to move in to a NH then we as staff have reached our goal.

  4. Rhonda Richardson says:

    I am so glad that a Royal Commission into Aged Care is coming, it should have been done ages ago this will show who is following the standards and who is breaking them, I hope a few will shut down after this it is much needed in all states.

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